Regulating Financial Services and Markets in the 21st CenturyEilís Ferran, Charles Goodhart CBE Bloomsbury Publishing, 11.09.2001 - 352 Seiten The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation. |
Inhalt
1 | |
17 | |
25 | |
37 | |
59 | |
6 Directors Fiduciary Duties and the Approved Persons Regime | 75 |
7 Fiduciary Duties Regulation of Companies and Regulation of Individuals | 89 |
8 Regulatory Discipline and the European Convention on Human Rights A Reality Check | 95 |
12 Public Accountability in the Financial Sector | 165 |
The Harmonisation of Securities Regulation in Europe in the New Trading Environment | 189 |
14 The Case for a European Securities Commission ESC | 211 |
15 New Issues in International Financial Regulation | 235 |
Just Another Acronym? | 255 |
17 The Need for Efficient International Financial Regulation and the Role of a Global Supervisor | 273 |
18 The Role of Rating Agencies in Global Market Regulation | 297 |
19 The Role of Credit Rating Agencies in the Establishment of Capital Standards for Financial Institutions in a Global Economy | 311 |
9 Holding the Balance Effective Enforcement Procedural Fairness and Human Rights | 115 |
10 Regulating the Regulator A Lawyers Perspective on Accountability and Control | 127 |
11 Regulating the Regulator An Economists Perspective on Accountability and Control | 151 |
20 The Challenge of Technology Regulation of Electronic Financial Markets | 323 |
Index | 341 |
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Regulating Financial Services and Markets in the 21st Century Eilís Ferran,Charles Albert Eric Goodhart Eingeschränkte Leseprobe - 2001 |
Regulating Financial Services and Markets in the 21st Century Eilís Ferran,Charles Albert Eric Goodhart Keine Leseprobe verfügbar - 2001 |
Häufige Begriffe und Wortgruppen
according accountability action activities adopted apply approach appropriate assess authorities banks basis body capital chapter charge clear codes Committee competition concern conduct considered consumers costs countries Court criminal decisions Directive directors disclosure duty economic effective enforcement ensure established European example exchanges failure financial markets Financial Services firms FSA’s FSMA functions further global important imposed incentives increased individual industry institutions interest investment investors involved issues limited London London Stock Exchange Nasdaq nature objectives obligations operate organisations participants particular performance person possible powers practice present principles problem procedures proposed protection question rating agencies regard regime regulation regulatory relation Report requirements response result risk role rules securities single standards structure supervision supervisor tion trading transparency