Regulating Financial Services and Markets in the 21st CenturyEilís Ferran, Charles Goodhart CBE Bloomsbury Publishing, 11.09.2001 - 352 Seiten The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation. |
Im Buch
Ergebnisse 1-5 von 19
Seite 14
... Directive on Takeovers lays down its own division of competencies between states in cross-border takeovers, Wymeersch suggests that this may have to be reassessed in the light of market reorganisations. Thieffry's chapter (chapter 14) ...
... Directive on Takeovers lays down its own division of competencies between states in cross-border takeovers, Wymeersch suggests that this may have to be reassessed in the light of market reorganisations. Thieffry's chapter (chapter 14) ...
Seite 30
... Directive) prescribe the rules of engagement in takeovers. The USA in contrast permits price discrimination but facilitates minority protection in the courts through, for example, class action suits. The advantage of disclosure ...
... Directive) prescribe the rules of engagement in takeovers. The USA in contrast permits price discrimination but facilitates minority protection in the courts through, for example, class action suits. The advantage of disclosure ...
Seite 60
... directives. Governments have tried to promote financial safety and risk avoidance by reducing abusive practices in different environments not only through direct quantitative limits but also through bonus schemes, for example, the ...
... directives. Governments have tried to promote financial safety and risk avoidance by reducing abusive practices in different environments not only through direct quantitative limits but also through bonus schemes, for example, the ...
Seite 61
... directives on their own. The aforementioned conditions exist to some extent due to the inferior quality and quantity of information received by regulators about the circumstances of any regulated firm relative to the firm's own ...
... directives on their own. The aforementioned conditions exist to some extent due to the inferior quality and quantity of information received by regulators about the circumstances of any regulated firm relative to the firm's own ...
Seite 62
... directives on credit allocation and other issues. There is still a need to provide the appropriate incentives for supervisors both to monitor market participants and to take actions based on their observations. To begin, supervisors ...
... directives on credit allocation and other issues. There is still a need to provide the appropriate incentives for supervisors both to monitor market participants and to take actions based on their observations. To begin, supervisors ...
Inhalt
1 | |
17 | |
25 | |
37 | |
59 | |
6 Directors Fiduciary Duties and the Approved Persons Regime | 75 |
7 Fiduciary Duties Regulation of Companies and Regulation of Individuals | 89 |
8 Regulatory Discipline and the European Convention on Human Rights A Reality Check | 95 |
12 Public Accountability in the Financial Sector | 165 |
The Harmonisation of Securities Regulation in Europe in the New Trading Environment | 189 |
14 The Case for a European Securities Commission ESC | 211 |
15 New Issues in International Financial Regulation | 235 |
Just Another Acronym? | 255 |
17 The Need for Efficient International Financial Regulation and the Role of a Global Supervisor | 273 |
18 The Role of Rating Agencies in Global Market Regulation | 297 |
19 The Role of Credit Rating Agencies in the Establishment of Capital Standards for Financial Institutions in a Global Economy | 311 |
9 Holding the Balance Effective Enforcement Procedural Fairness and Human Rights | 115 |
10 Regulating the Regulator A Lawyers Perspective on Accountability and Control | 127 |
11 Regulating the Regulator An Economists Perspective on Accountability and Control | 151 |
20 The Challenge of Technology Regulation of Electronic Financial Markets | 323 |
Index | 341 |
Andere Ausgaben - Alle anzeigen
Regulating Financial Services and Markets in the 21st Century Eilís Ferran,Charles Albert Eric Goodhart Eingeschränkte Leseprobe - 2001 |
Regulating Financial Services and Markets in the 21st Century Eilís Ferran,Charles Albert Eric Goodhart Keine Leseprobe verfügbar - 2001 |
Häufige Begriffe und Wortgruppen
according accountability action activities adopted apply approach appropriate assess authorities banks basis body capital chapter charge clear codes Committee competition concern conduct considered consumers costs countries Court criminal decisions Directive directors disclosure duty economic effective enforcement ensure established European example exchanges failure financial markets Financial Services firms FSA’s FSMA functions further global important imposed incentives increased individual industry institutions interest investment investors involved issues limited London London Stock Exchange Nasdaq nature objectives obligations operate organisations participants particular performance person possible powers practice present principles problem procedures proposed protection question rating agencies regard regime regulation regulatory relation Report requirements response result risk role rules securities single standards structure supervision supervisor tion trading transparency