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" ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... "
The Code of Federal Regulations of the United States of America - Seite 363
1982
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Decisions and Reports, Band 25

United States. Securities and Exchange Commission - 1953 - 828 Seiten
...defraud, or "(2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary In...under which they were made, not misleading, or "(3) to engage In any transaction, practice, or coarse of business which operate* or would operate as a...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 Seiten
...defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in...under which they were made not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a...
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Decisions and Reports, Band 23

United States. Securities and Exchange Commission - 1953 - 824 Seiten
...defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary In...under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as a...
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Decisions and Reports, Band 27

United States. Securities and Exchange Commission - 1953 - 1110 Seiten
...defraud, or "(2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in...circumstances under which they were made, not misleading, or "(!) to engage in any transaction, practice, or course of business which operates or would operate...
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Decisions and Reports, Band 16

United States. Securities and Exchange Commission - 1950 - 856 Seiten
...defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in...circumstances under which they were made, not misleading, or (8) to engage In any transaction, practice, or course of business which operates or would operate as...
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United States Congressional Serial Set

1940 - 270 Seiten
...defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in...under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a...
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United States Code, Band 2

United States - 1953 - 1692 Seiten
...defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or & to engage in any transaction, practice, or course of business which operates or would operate as a...
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State and Municipal Securities Regulations. Hearings ... on H.R. 693 ... Feb ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 Seiten
...defraud, or (2) To obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in...under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a...
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State and Municipal Securities Regulations: Hearings Before the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 Seiten
...defraud, or (2) To obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in...under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1983 - 1630 Seiten
...shall, for a period of 10 years after the date of its conversion, declare or pay a cash dividend on, or repurchase any of, its capital stock in an amount...operate as a fraud or deceit upon a purchaser or seller. (1) Acquisition of the securities of converting and converted insured institutions— (1) Prohibited...
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