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" Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange... "
Federal Securities Act: Hearing Before the Committee on Interstate and ... - Seite 194
von United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 248 Seiten
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Trade Promotion Series

1941 - 1450 Seiten
...holders of its securities exclusively, for subscription or In exchange for the securities held by them, where no commission or other remuneration is paid or given directly or indirectly to others in connection with such transaction; (6) To existing holders of Its securities or to other...
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Laws of the State of Indiana

Indiana - 1925 - 794 Seiten
...increased capital stock of a corporation sold or distributed by it entirely among its own stockholders, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. corporation or to any broker or dealer: Provided, That such broker or dealer is actually engaged in...
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Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before ...

United States. Congress. Senate. District of Columbia - 1931 - 118 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. (e) The sale, transfer, or delivery of any securities to any bank, savings institution, trust company,...
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Real Estate, Mortgage, Foreclosure, and Blue Sky Legislation: Hearings ...

1931 - 282 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. (e) The sale, transfer, or delivery of any securities to any bank, savings institution, trust company,...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is .paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March ..., Bände 22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 Seiten
...additional capital stock of a crrporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Utility Corporations: Letters from the Chairman of the Federal ..., Ausgabe 69

United States. Federal Trade Commission - 1934 - 938 Seiten
...sold or distributed by it directly or through an agent entirely among its own stockholders, or their } fa0 eV k^ vŶ ۔_ə t ʴ j"q tA ꍦ l K + x { ...2q F W. 3{6 W 8V%j k < 3 $ z֓H& F & l r8 U ; &U Y (e) The sale, transfer, or delivery to any bank, savings institution, trust company, insurance company,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 Seiten
...paragraphs: "(9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly. or indirectly for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona nde...
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United States Code, Band 2

United States - 1953 - 1692 Seiten
...of Columbia; (9) Any security exchanged by the issuer with its existing security holders exclusively n assignment and when recorded in the Patent Office the record shall be prima fac for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona fide...
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