 | 1941 - 1450 Seiten
...holders of its securities exclusively, for subscription or In exchange for the securities held by them, where no commission or other remuneration is paid or given directly or indirectly to others in connection with such transaction; (6) To existing holders of Its securities or to other... | |
 | Indiana - 1925 - 794 Seiten
...increased capital stock of a corporation sold or distributed by it entirely among its own stockholders, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. corporation or to any broker or dealer: Provided, That such broker or dealer is actually engaged in... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 Seiten
...securities holders exclusively, as a stock dividend or other distribution out of earnings or surplus; or the issuance of additional capital stock of a corporation...sale or distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 Seiten
...securities holders exclusively, as a stock dividend or other distribution out of earnings or surplus; or the issuance of additional capital stock of a corporation...sale or distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 Seiten
...securities holders exclusively, as a stock dividend or other distribution out of earnings or surplus; or the issuance of additional capital stock of a corporation...sale or distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 Seiten
...distribution out of earnings or surplus; or the issuance of additional capital stock of a crrporation sold or distributed by it among its own stockholders...sale or distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 Seiten
...stock of a corporation sold or distributed by it exc,usively among its own stockholders or assigns, where no commission or other remuneration is paid...sale or distribution of such increased capital stock; or the distribution of securities issued under a bona fide reorganization or recapitalization by a... | |
 | United States. Federal Trade Commission - 1934 - 938 Seiten
...of such security holders or creditors ; or the issuance of additional capital stock of a coriwratlon sold or distributed by it among its own stockholders...sale or distribution of such increased capital stock. (6) The transfer or exchange by one corporation to another corporation of their own securities in connection... | |
 | United States - 1938 - 48 Seiten
...following new paragraphs: "(9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly. or indirectly for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona nde... | |
 | United States - 1953 - 1692 Seiten
...the District of Columbia; (9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona fide... | |
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Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange... 
