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" ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security. "
Securities Act ,hearings Before ...,73-1, on S. 875 ...,March 31 to April 8 ... - Seite 132
von United States. Congress. Senate. Banking and Currency Committee - 1933 - 349 Seiten
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"Blue-sky Bill"; to Regulate the Sale Or Disposition of Securties ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1921 - 62 Seiten
...sale of any security by the owner thereof, or his representative for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character by such owner, and such owner or representative not being the underwriter of such securities or Isolated sales which...
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Acts and Resolves Passed by the General Court

Massachusetts - 1921
...sale of any security by the owner thereof, or his representative, for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character by such owner or on his account by such representative, and such owner or representative not being the underwriter...
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Laws

Illinois - 1921
...any security by a bona fide owner thereof, or his representative, for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character, and such owner not being a broker or dealer in securities or an underwriter of such securities; (2)...
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Regulating Sale of Securities: Hearings ... on H.R. 10598 ...

United States. Congress. Senate. Committee on Interstate Commerce - 1923 - 201 Seiten
...sold, offered for sale, subscription, or delivery by the the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative, such owner or representative not being the underwriter of...
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Regulating Sale of Securities: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Interstate Commerce. Subcommittee on H.R. 10598 - 1923 - 201 Seiten
...is sold, offered for sale, subscription, or delivery, by the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter...
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Manual of the Securities Laws of the United States: Containing the Complete ...

Leonard Laurence Cowan - 1923 - 1171 Seiten
...any security by a bona fide owner thereof, or his representative, for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character, and such owner not being a broker or dealer in securities or an underwriter of such securities ; A...
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Real Estate, Mortgage, Foreclosure, and Blue Sky Legislation: Hearings ...

United States. Congress. House. Committee on the District of Columbia - 1931 - 243 Seiten
...is sold, offered for sale, subscription, or delivery by the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter...
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Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before ...

United States. Congress. Senate. District of Columbia - 1931 - 97 Seiten
...is sold, offered for sale, subscription, or delivery by the owner thereof, or by his representative for the owner's account, such sale or offer for sale, subscription, or delivery not being made in the couse of repeated and successive transactions of a like character by such owner, or on his account...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 248 Seiten
...issuer. Mr. PARKER. Where is that? Mr. THOMPSON. On page 22, at the bottom, line 24, paragraph (c)— Isolated transactions in which any security is sold,...representative not being the underwriter of such security. Mr. PARKER. That answers my question. Mr. COLE. I understand from your answer to the chairman's question...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 248 Seiten
...sale, subscription, or delivery by the owner or owners thereof, or by his or their representative, for the owner's account, such sale or offer for sale, subscription, or delivery not being made in connection with an offering or distribution of such security to the public. "(d) The distribution by...
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