...under title 11, any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange; (10) Except with respect to a security exchanged in a case under title...

...increased. (j) The exchange of securities by the issuer with its existing security holders exclusively, where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange. (k) The sale of securities by an issuer to fewer than twenty (20) persons...

...annuity contract • Any security exchanged by the issuer with its existing security holders exclusively, where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange • Any security offered and sold only to persons resident within a single...

...buyers in this state (other than those designated in paragraph 8) are purchasing for investment, and (B) no commission or other remuneration is paid or given directly or indirectly for soliciting any prospective buyer in this state (other than those designated in paragraph 8); but...

...61-1-7 and 61-1-15: 2 ** (i) Any offer or sale of a preorganization certificate or subscription if: (1) no commission or other remuneration is paid or given directly or indirectly for soliciting any prospective subscriber; (ii) the number of subscribers acquiring any legal or beneficial...

...issuance of a security of a person exchanged by it with its existing security holders exclusively, where no commission or other remuneration is paid or given directly or indirectly in connection with such exchange; or the issuance of securities to the existing security holders or other existing creditors...

...specifically exempts securities "exchanged hy the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange." m Furthermore, the registration and prospectus provisions of the Securities...

...paragraphs: "(9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange; "(11) Any security which is a part of an issue sold only to persona resident...

...entirely among its own stockholders or their assignees, that no remuneration was to be paid either directly or indirectly in connection with the sale or distribution of such stock, and that this plan did not require the company to register its stock with the division of securities...