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" ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security. "
Securities Act ,hearings Before ...,73-1, on S. 875 ...,March 31 to April 8 ... - Seite 132
von United States. Congress. Senate. Banking and Currency Committee - 1933 - 349 Seiten
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 Seiten
...for sale, subscription or delivery by the owner or owners thereof, or by his or their representative, for the owner's account, such sale or offer for sale, subscription or delivery not being made in connection with an offering or distribution of such security to the public. " (d) The distribution...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 Seiten
...sale, subscription, or delivery by the owner or owners thereof, or by his or their representative, for the owner's account, such sale or offer for sale, subscription, or delivery not being made in connection with an offering or distribution of such security to the public. " (d) The distribution...
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Utility Corporations: Letters from the Chairman of the Federal ..., Ausgabe 69

United States. Federal Trade Commission - 1934 - 936 Seiten
...eh. 42). owners агеОТШТ, such sale or offer lor sale, етаМСПршт, or de.Ivery not Deng made in the course of repeated and successive transactions of a like diameter by such owner, or on his account by such representative, and such owner or representative...
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Hearing[s] Before the ...: Committee on the Judiciary, House of ...

United States. Congress. House. Committee on the Judiciary - 1935 - 256 Seiten
...the owner's account, such sale, transfer, offer of sale, or delivery not being made in the ordinary course of repeated and successive transactions of a like character by such owner or on his account by such representative. (e) The terms "sale at wholesale", "sales at wholesale",...
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Report on Planning ...

United States. National Resources Board. Land Planning Committee - 1935 - 720 Seiten
...sales of improved farms by the owners thereof or by agents acting for the owners, when such sales are not being made in the course of repeated and successive transactions of similar nature by such owners or their agents; (2) sales of urban land; (3) sales or transfers of land...
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Hearings

United States. Congress. Senate. Committee on the District of Columbia - 1931 - 1632 Seiten
...is sold, offered for sale, subscription, or delivery by the owner thereof, or by his representative for the owner's account, such sale or offer for sale, subscription, or delivery not being made in the couse of repeated and successive transactions of a like character by such owner, or on his account...
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Official Gazette, Band 97,Ausgabe 1

Philippines - 2001 - 286 Seiten
...is sold, offered for sale, subscription or delivery by the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative and such owner or representative not being the underwriter...
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Annual Report of the Department of Public Utilities for the Year ..., Bände 7-21

Massachusetts. Dept. of Public Utilities - 1926 - 208 Seiten
...the following types of sales : — (a) Any isolated sale; but this exemption shall not include a sale made in the course of repeated and successive transactions of a like character. (b) Any judicial sale. (c) Any sale, by a pledge holder or mortgagee, selling in the ordinary course...
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