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" Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange... "
Securities Act ,hearings Before ...,73-1, on S. 875 ...,March 31 to April 8 ... - Seite 339
von United States. Congress. Senate. Banking and Currency Committee - 1933 - 349 Seiten
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Trade Promotion Series, Ausgaben 176-187

1941
...holders of its securities exclusively, for subscription or In exchange for the securities held by them, where no commission or other remuneration is paid or given directly or indirectly to others in connection with such transaction; (6) To existing holders of Its securities or to other...
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Real Estate, Mortgage, Foreclosure, and Blue Sky Legislation: Hearings ...

United States. Congress. House. Committee on the District of Columbia - 1931 - 243 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. (e) The sale, transfer, or delivery of any securities to any bank, savings institution, trust company,...
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Prevention of Fraud in the Promotion Or Sale of Securities: Hearings Before ...

United States. Congress. Senate. District of Columbia - 1931 - 97 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. (e) The sale, transfer, or delivery of any securities to any bank, savings institution, trust company,...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 248 Seiten
...or the issuance of additional capital stock of a corporation sold or distributed by it exc,usively among its own stockholders or assigns, where no commission...formed pursuant thereto or in connection therewith, to its or their security holders or existing creditors or assigns, made in good faith and not for the...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 248 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 248 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is .paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 349 Seiten
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...distribution of such increased capital stock; or the issuance of securities to the existing security holders or other existing creditors of a corporation...
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Utility Corporations: Letters from the Chairman of the Federal ..., Ausgabe 69

United States. Federal Trade Commission - 1934
...sold or distributed by it directly or through an agent entirely among its own stockholders, or their } fa0 eV k^ vŶ ۔_ə t ʴ j"q tA ꍦ l K + x { ...2q F W. 3{6 W 8V%j k < 3 $ z֓H& F & l r8 U ; &U Y (e) The sale, transfer, or delivery to any bank, savings institution, trust company, insurance company,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 Seiten
...paragraphs: "(9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly. or indirectly for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona nde...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...of Columbia; (9) Any security exchanged by the issuer with its existing security holders exclusively n assignment and when recorded in the Patent Office the record shall be prima fac for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona fide...
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